Ameriprise Financial has a total of 68 patents globally, out of which 46 have been granted. Of these 68 patents, more than 44% patents are active. United States of America is where Ameriprise Financial has filed the maximum number of patents, followed by Japan and India, it has generated an annual revenue of $13.86 billion in the year 2021. Parallelly, United States of America seems to be the main focused R&D center and is also the origin country of Ameriprise Financial.
Ameriprise Financial was founded in the year 1894 by John Tappan. Company is doing business in financial planning products and services, including wealth management, asset management, insurance, annuities, and estate planning. As of April 2022, Ameriprise Financial has a market cap of $32.15 Billion.
Do read about some of the most popular patents of Ameriprise Financial which have been covered by us in this article and also you can find Ameriprise Financial patents information, the worldwide patent filing activity and its patent filing trend over the years, and many other stats over Ameriprise Financial patent portfolio.
How many patents does the founder and the CEO of Ameriprise Financial have?
The founder, John Tappan has 0 patents. The CEO, James Cracchiolo has 0 patents.
How many patents does Ameriprise Financial have?
Ameriprise Financial has a total of 68 patents globally. These patents belong to 39 unique patent families. Out of 68 patents, 30 patents are active.
How Many Patents did Ameriprise Financial File Every Year?
Are you wondering why there is a drop in patent filing for the last two years? It is because a patent application can take up to 18 months to get published. Certainly, it doesn’t suggest a decrease in the patent filing.
| Year of Patents Filing or Grant | Ameriprise Financial Applications Filed | Ameriprise Financial Patents Granted |
| 2011 | 4 | 3 |
| 2012 | 5 | 2 |
| 2013 | 2 | 4 |
| 2014 | 1 | 4 |
| 2015 | 1 | – |
| 2016 | – | – |
| 2017 | 1 | – |
| 2018 | 1 | – |
| 2019 | – | 2 |
| 2020 | 1 | 2 |
| 2021 | – | 1 |
How many Ameriprise Financial patents are Alive/Dead?
Worldwide Patents
How Many Patents did Ameriprise Financial File in Different Countries?
Countries in which Ameriprise Financial Filed Patents
| Country | Patents |
| United States Of America | 54 |
| Japan | 6 |
| India | 2 |
| Denmark | 1 |
| Hong Kong (S.A.R.) | 1 |
| Europe | 1 |
| United Kingdom | 1 |
Where are Research Centers of Ameriprise Financial Patents Located?
10 Best Ameriprise Financial Patents
US6430542B1 is the most popular patent in the Ameriprise Financial portfolio. It has received 388 citations so far from companies like Forethought Financial Services, American Express, and Ford.
Below is the list of 10 most cited patents of Ameriprise Financial:
| Publication Number | Citation Count |
| US6430542B1 | 388 |
| US7313543B1 | 202 |
| US20050010510A1 | 140 |
| US20050004855A1 | 124 |
| US6985880B1 | 119 |
| US7475032B1 | 110 |
| US7210620B2 | 104 |
| US7447663B1 | 55 |
| US7412489B2 | 46 |
| US7315978B2 | 46 |
Which Companies are using Ameriprise Financial Patents to Advance their Research?
If patents or patents from a particular technology area of a company receive a lot of citations, it implies that the technology is being followed and incrementally innovated by the citing companies. It also indicates that citing companies are working on similar and closely related technologies.
The top citing companies in the Ameriprise Financial patent portfolio are Bank Of America, Google, and Liberty Peak Ventures.
List of the top forward citing Companies –
| Company | Number of Patents |
| Bank Of America | 11 |
| 8 | |
| Liberty Peak Ventures | 8 |
| Creative Venture Solutions | 4 |
| American Express | 3 |
| MasterCard | 3 |
| The Northwestern Mutual Life Insurance | 3 |
| IBM | 3 |
| PayPal | 2 |
| Forever | 2 |
Count of 102 and 103 Type Rejections based on Ameriprise Financial Patents
Top Ameriprise Financial Patents used in Rejecting Most Patent Applications
| Patent Number | Count of Rejected Applications |
| US6430542B1 | 15 |
| US7430712B2 | 14 |
| US7313543B1 | 8 |
| US8407125B2 | 7 |
| US8306885B2 | 7 |
| US20020178086A1 | 6 |
| US8498913B2 | 6 |
| US20050246260A1 | 6 |
| US8631337B2 | 6 |
| US7210620B2 | 5 |
| US20050004855A1 | 5 |
| US20070129987A1 | 5 |
| US20050010510A1 | 5 |
| US20090150301A1 | 4 |
| US7113933B1 | 4 |
What Percentage of Ameriprise Financial US Patent Applications were Granted?
Ameriprise Financial (Excluding its subsidiaries) has filed 72 patent applications at USPTO so far (Excluding Design and PCT applications). Out of these 41 have been granted leading to a grant rate of 75.93%.
Below are the key stats of Ameriprise Financial patent prosecution at the USPTO.
Which Law Firms Filed Most US Patents for Ameriprise Financial?
| Law Firm | Total Application | Success Rate |
| Snell & Wilmer L L P Main | 38 | 75.76% |
| Mcdonnell Boehnen Hulbert & Berghoff Llp | 13 | 90.91% |
| Howard Sobelman Esq | 4 | 100.00% |
| Gilberto Hernandez | 2 | 0% |
| Howard I Sobelman | 2 | 0% |
| Snell & Wilmer L L P Amex | 2 | 0% |
| Brown Raysman Millstein Felder & Steiner Llp | 1 | 0% |
| Cadwalader Wickersham & Taft Llp | 1 | 0.00% |
| Howard I Sobelman Esq | 1 | 0% |
| K& L Gates Llp Charlotte | 1 | 0.00% |
List of Ameriprise Financial Patents
| Ameriprise Financial Patents | Title |
| US10977733B2 | System and method for automated funds management |
| US10878503B2 | System and method of determining portfolio complexity |
| US20200143393A1 | Opportunity List Engine |
| US10552851B2 | Opportunity list engine |
| US10325320B2 | Retirement planning application |
| US10249001B2 | Management of goals and recommendations |
| US20190043136A1 | Modelling of Risk Mitigation |
| US20170301027A1 | Role based asset allocation structure and model |
| US20150339781A1 | Financial Product Risk Mitigation System and Method |
| US8751352B2 | Rules-based risk management |
| US8688556B2 | Retirement planning application |
| US8635142B2 | Management of goals and recommendations |
| US8631337B2 | Systems and methods of copying data |
| US8566184B1 | Method and tool for portfolio monitoring, rebalancing and reporting |
| US8498913B2 | Portfolio integration module for providing financial planning and advice |
| US20130096959A1 | Automatic Income Adjustment |
| US20130090978A1 | Risk-based evaluation of financial advisors |
| US8407125B2 | System and method for providing financial planning and advice |
| US8352294B2 | Automatic income adjustment |
| US8306885B2 | Stochastic modeling module for providing financial planning and advice |
| US8190502B2 | Management of goals and recommendations |
| US8036970B1 | Asset management reconciliation system and method |
| US7962387B1 | System and method for administering a fee structure for mutual fund shares |
| US7933860B2 | Method and system for electronic archival and retrieval of electronic communications |
| US7711624B2 | System and method for determining and administering an annuity with guaranteed minimum accumulation benefit |
| US7653587B2 | Automated account statement generation process |
| US7653596B2 | System and method for dividing a remittance and distributing a portion of the funds to multiple investment products |
| US7593888B2 | System and method for facilitating investment account transfers |
| US7584131B1 | Method for migrating financial and indicative plan data between computerized record keeping systems without a blackout period |
| US20090150301A1 | Financial product risk mitigation system and method |
| US7533053B2 | Method and apparatus for accommodating quality review in an automated account statement generation process |
| US7483994B1 | System and method for creating a standard envelope structure |
| US7478397B1 | Service-based interface method |
| US7475032B1 | Systems and methods for creating financial advice applications |
| US7447663B1 | Method for on-line client set-up and authorization of automatic electronic funds transfers |
| US7446892B1 | Electronic document imaging and delivery system and method |
| US7440919B2 | System and method for a financial planning competition |
| US7430712B2 | System and method for dynamically resizing embeded web page content |
| US7412489B2 | Method and system for electronic archival and retrieval of electronic communications |
| US7315978B2 | System and method for remote collection of data |
| US7314168B1 | Account monitoring system |
| US7313543B1 | System and method for dividing a remittance and distributing a portion of the funds to multiple investment products |
| US20070129987A1 | On-line business-packet creator for electronic forms |
| US7222093B2 | System and method for facilitating investment account transfers |
| US7210620B2 | System for facilitating online electronic transactions |
| US7127423B2 | System and method for creating and administering an investment instrument |
| US7113933B1 | Method and system for automated generation of a requested report in a computer system |
| US6985880B1 | Method of risk management and of achieving a recommended asset allocation and withdrawal strategy, and computer-readable medium, apparatus and computer program thereof |
| US20050246260A1 | Seligman harvester risk management system for achieving a recommended asset allocation and withdrawal strategy |
| US20050010510A1 | Portfolio reconciler module for providing financial planning and advice |
| US20050004855A1 | Simulator module for providing financial planning and advice |
| US20040138973A1 | Method and system for exchange of currency related instructions |
| US20020178086A1 | System and method for seminar reservations |
| US6430542B1 | Computer-implemented program for financial planning and advice system |
| EP1222596B1 | System and method for dividing a remittance and distributing a portion of the funds to multiple investment products |
| GB2436043B | System for facilitating online electronic transactions |
| WO2007064434A3 | On-line business-packet creator for electronic forms |
| WO2006073907A3 | System for facilitating online electronic transactions |
| HK1044203A1 | System and method for dividing a remittance and distributing a portion of the funds to multiple investment products |
| IN3202DEL2011A | System and method for automated funds management |
| IN2099DEL2011A | System implemented method and system for automated income adjustment |
| JP4557933B2 | System and method for providing financial planning and advice |
| JP4358782B2 | Computer-executable program for financial planning and advice system |
| JP2008527495A | A system that facilitates online electronic transactions |
| JP2007234049A | System and method for providing financial planning and advice |
| JP2006079604A | System and method for creating financial advice application |
| DK1222596T3 | System and method for splitting a deposit and distribute a portion of the funds to multiple investment products; |
| JP2003527678A | A system and method for creating financial advice applications |